| 1. | 3 securities underwriting business ; and
三证券承销业务 |
| 2. | Securities firms may not solicit securities underwriting business by means of unfair competition
证券公司不得以不正当竞争手段招揽证券承销业务。 |
| 3. | Article 22 . an issuer who publicly issues securities has the right to select an underwriting securities company . securities companies shall not procure the underwriting business with improper means of competition
第二十二条公开发行证券的发行人有权依法自主选择承销的证券公司。证券公司不得以不正当竞争手段招揽证券承销业务。 |
| 4. | Jpmorgan , elbowed out of securities trading by glass - steagall ( morgan stanley was carved out of the old house of morgan to become the underwriting business ) , is now near the top of the global m & a league tables
因为格拉斯-斯蒂格尔法案（摩根斯坦利从老摩根家族分出经营保险业务）而被挤出证券交易业的jp摩根，现在业绩正在登顶全球并购企业。 |
| 5. | Initial - issue underwriting risk includes policy risk , issuer risk , bought - deal risk . right - issue underwriting risk includes policy risk , bought - deal risk and market risk . the author measures the additional underwriting business risks with var model
证券公司的新股承销业务面对的风险主要有政策风险、发行人风险、包销风险和信用风险等；配股承销业务则主要有政策风险、包销风险和市场风险等。 |
| 6. | Wall street ' s sensitivity to charges that it operates as an underwriting oligopoly dates back at least to the glass - steagall act of 1933 when commercial banks were forced to sell or close their underwriting business , in effect reinforcing the franchises of “ bulge - bracket ” securities firms
华尔街对于指控非常敏感，它作为保险业的寡头而运转至少可追溯到1933年的格拉斯-斯蒂格尔法案[ 2 ] ，其时商业银行被迫出售或者撤销保险业务，实际上加强了华尔街投资银行领导集团担保的公司的特权。 |
